Theory Jordan_Normal_Form.Determinant_Impl
section ‹Code Equations for Determinants›
text ‹We compute determinants on arbitrary rings by applying elementary row-operations
to bring a matrix on upper-triangular form. Then the determinant can be determined
by multiplying all entries on the diagonal. Moreover the final result has to be divided
by a factor which is determined by the row-operations that we performed. To this end,
we require a division operation on the element type.
The algorithm is parametric in a selection function for the pivot-element, e.g., for
matrices over polynomials it turned out that selecting a polynomial of minimal degree
is beneficial.›
theory Determinant_Impl
imports
Polynomial_Interpolation.Missing_Polynomial
"HOL-Computational_Algebra.Polynomial_Factorial"
Determinant
begin
type_synonym 'a det_selection_fun = "(nat × 'a)list ⇒ nat"
definition det_selection_fun :: "'a det_selection_fun ⇒ bool" where
"det_selection_fun f = (∀ xs. xs ≠ [] ⟶ f xs ∈ fst ` set xs)"
lemma det_selection_funD: "det_selection_fun f ⟹ xs ≠ [] ⟹ f xs ∈ fst ` set xs"
unfolding det_selection_fun_def by auto
definition mute_fun :: "('a :: comm_ring_1 ⇒ 'a ⇒ 'a × 'a × 'a) ⇒ bool" where
"mute_fun f = (∀ x y x' y' g. f x y = (x',y',g) ⟶ y ≠ 0
⟶ x = x' * g ∧ y * x' = x * y')"
context
fixes sel_fun :: "'a ::idom_divide det_selection_fun"
begin
subsection ‹Properties of triangular matrices›
text ‹
Each column of a triangular matrix should satisfy the following property.
›
definition triangular_column::"nat ⇒ 'a mat ⇒ bool"
where "triangular_column j A ≡ ∀i. j < i ⟶ i < dim_row A ⟶ A $$ (i,j) = 0"
lemma triangular_columnD [dest]:
"triangular_column j A ⟹ j < i ⟹ i < dim_row A ⟹ A $$ (i,j) = 0"
unfolding triangular_column_def by auto
lemma triangular_columnI [intro]:
"(⋀i. j < i ⟹ i < dim_row A ⟹ A $$ (i,j) = 0) ⟹ triangular_column j A"
unfolding triangular_column_def by auto
text ‹
The following predicate states that the first $k$ columns satisfy
triangularity.
›
definition triangular_to:: "nat ⇒ 'a mat ⇒ bool"
where "triangular_to k A == ∀j. j<k ⟶ triangular_column j A"
lemma triangular_to_triangular: "upper_triangular A = triangular_to (dim_row A) A"
unfolding triangular_to_def triangular_column_def upper_triangular_def
by auto
lemma triangular_toD [dest]:
"triangular_to k A ⟹ j < k ⟹ j < i ⟹ i < dim_row A ⟹ A $$ (i,j) = 0"
unfolding triangular_to_def triangular_column_def by auto
lemma triangular_toI [intro]:
"(⋀i j. j < k ⟹ j < i ⟹ i < dim_row A ⟹ A $$ (i,j) = 0) ⟹ triangular_to k A"
unfolding triangular_to_def triangular_column_def by auto
lemma triangle_growth:
assumes tri:"triangular_to k A"
and col:"triangular_column k A"
shows "triangular_to (Suc k) A"
unfolding triangular_to_def
proof (intro allI impI)
fix i assume iSk:"i < Suc k"
show "triangular_column i A"
proof (cases "i = k")
case True
then show ?thesis using col by auto next
case False
then have "i < k" using iSk by auto
thus ?thesis using tri unfolding triangular_to_def by auto
qed
qed
lemma triangle_trans: "triangular_to k A ⟹ k > k' ⟹ triangular_to k' A"
by (intro triangular_toI, elim triangular_toD, auto)
subsection ‹Algorithms for Triangulization›
context
fixes mf :: "'a ⇒ 'a ⇒ 'a × 'a × 'a"
begin
private fun mute :: "'a ⇒ nat ⇒ nat ⇒ 'a × 'a mat ⇒ 'a × 'a mat" where
"mute A_ll k l (r,A) = (let p = A $$ (k,l) in if p = 0 then (r,A) else
case mf A_ll p of (q',p',g) ⇒
(r * q', addrow (-p') k l (multrow k q' A)))"
lemma mute_preserves_dimensions:
assumes "mute q k l (r,A) = (r',A')"
shows [simp]: "dim_row A' = dim_row A" and [simp]: "dim_col A' = dim_col A"
using assms by (auto simp: Let_def split: if_splits prod.splits)
text ‹
Algorithm @{term "mute k l"} makes $k$-th row $l$-th column element to 0.
›
lemma mute_makes_0 :
assumes mute_fun: "mute_fun mf"
assumes "mute (A $$ (l,l)) k l (r,A) = (r',A')"
"l < dim_row A"
"l < dim_col A"
"k < dim_row A"
"k ≠ l"
shows "A' $$ (k,l) = 0"
proof -
define a where "a = A $$ (l, l)"
define b where "b = A $$ (k, l)"
let ?mf = "mf (A $$ (l, l)) (A $$ (k, l))"
obtain q' p' g where id: "?mf = (q',p',g)" by (cases ?mf, auto)
note mf = mute_fun[unfolded mute_fun_def, rule_format, OF id]
from assms show ?thesis
unfolding mat_addrow_def using mf id by (auto simp: ac_simps Let_def split: if_splits)
qed
text ‹It will not touch unexpected rows.›
lemma mute_preserves:
"mute q k l (r,A) = (r',A') ⟹
i < dim_row A ⟹
j < dim_col A ⟹
l < dim_row A ⟹
k < dim_row A ⟹
i ≠ k ⟹
A' $$ (i,j) = A $$ (i,j)"
by (auto simp: Let_def split: if_splits prod.splits)
text ‹It preserves $0$s in the touched row.›
lemma mute_preserves_0:
"mute q k l (r,A) = (r',A') ⟹
i < dim_row A ⟹
j < dim_col A ⟹
l < dim_row A ⟹
k < dim_row A ⟹
A $$ (i,j) = 0 ⟹
A $$ (l,j) = 0 ⟹
A' $$ (i,j) = 0"
by (auto simp: Let_def split: if_splits prod.splits)
text ‹Hence, it will respect partially triangular matrix.›
lemma mute_preserves_triangle:
assumes rA' : "mute q k l (r,A) = (r',A')"
and triA: "triangular_to l A"
and lk: "l < k"
and kr: "k < dim_row A"
and lr: "l < dim_row A"
and lc: "l < dim_col A"
shows "triangular_to l A'"
proof (rule triangular_toI)
fix i j
assume jl: "j < l" and ji: "j < i" and ir': "i < dim_row A'"
then have A0: "A $$ (i,j) = 0" using triA rA' by auto
moreover have "A $$ (l,j) = 0" using triA jl jl lr by auto
moreover have jc:"j < dim_col A" using jl lc by auto
moreover have ir: "i < dim_row A" using ir' rA' by auto
ultimately show "A' $$ (i,j) = 0"
using mute_preserves_0[OF rA'] lr kr by auto
qed
text ‹Recursive application of @{const mute}›
private fun sub1 :: "'a ⇒ nat ⇒ nat ⇒ 'a × 'a mat ⇒ 'a × 'a mat"
where "sub1 q 0 l rA = rA"
| "sub1 q (Suc k) l rA = mute q (l + Suc k) l (sub1 q k l rA)"
lemma sub1_preserves_dimensions[simp]:
"sub1 q k l (r,A) = (r',A') ⟹ dim_row A' = dim_row A"
"sub1 q k l (r,A) = (r',A') ⟹ dim_col A' = dim_col A"
proof (induction k arbitrary: r' A')
case (Suc k)
moreover obtain r' A' where rA': "sub1 q k l (r, A) = (r', A')" by force
moreover fix r'' A'' assume "sub1 q (Suc k) l (r, A) = (r'', A'')"
ultimately show "dim_row A'' = dim_row A" "dim_col A'' = dim_col A" by auto
qed auto
lemma sub1_closed [simp]:
"sub1 q k l (r,A) = (r',A') ⟹ A ∈ carrier_mat m n ⟹ A' ∈ carrier_mat m n"
unfolding carrier_mat_def by auto
lemma sub1_preserves_diagnal:
assumes "sub1 q k l (r,A) = (r',A')"
and "l < dim_col A"
and "k + l < dim_row A"
shows "A' $$ (l,l) = A $$ (l,l)"
using assms
proof -
show "k + l < dim_row A ⟹ sub1 q k l (r,A) = (r',A') ⟹
A' $$ (l,l) = A $$ (l,l)"
proof (induction k arbitrary: r' A')
case (Suc k)
obtain r'' A'' where rA''[simp]: "sub1 q k l (r,A) = (r'',A'')" by force
have [simp]:"dim_row A'' = dim_row A" and [simp]:"dim_col A'' = dim_col A"
using snd_conv sub1_preserves_dimensions[OF rA''] by auto
have "A'' $$ (l,l) = A $$ (l,l)" using assms Suc by auto
have rA': "mute q (l + Suc k) l (r'', A'') = (r',A')"
using Suc by auto
show ?case using subst mute_preserves[OF rA'] Suc assms by auto
qed auto
qed
text ‹Triangularity is respected by @{const sub1}.›
lemma sub1_preserves_triangle:
assumes "sub1 q k l (r,A) = (r',A')"
and tri: "triangular_to l A"
and lr: "l < dim_row A"
and lc: "l < dim_col A"
and lkr: "l + k < dim_row A"
shows "triangular_to l A'"
using assms
proof -
show "sub1 q k l (r,A) = (r',A') ⟹ l + k < dim_row A ⟹
triangular_to l A'"
proof (induction k arbitrary: r' A')
case (Suc k)
then have "sub1 q (Suc k) l (r,A) = (r',A')" by auto
moreover obtain r'' A''
where rA'': "sub1 q k l (r, A) = (r'',A'')" by force
ultimately
have rA': "mute q (Suc (l + k)) l (r'',A'') = (r',A')" by auto
have "triangular_to l A''" using rA'' Suc by auto
thus ?case
using Suc assms mute_preserves_triangle[OF rA'] rA'' by auto
qed (insert assms,auto)
qed
context
assumes mf: "mute_fun mf"
begin
lemma sub1_makes_0s:
assumes "sub1 (A $$ (l,l)) k l (r,A) = (r',A')"
and lr: "l < dim_row A"
and lc: "l < dim_col A"
and li: "l < i"
and "i ≤ k + l"
and "k + l < dim_row A"
shows "A' $$ (i,l) = 0"
using assms
proof -
show "sub1 (A $$ (l,l)) k l (r,A) = (r',A') ⟹ i ≤ k + l ⟹ k + l < dim_row A ⟹
A' $$ (i,l) = 0"
using lr lc li
proof (induction k arbitrary: r' A')
case (Suc k)
obtain r' A' where rA': "sub1 (A $$ (l,l)) k l (r, A) = (r',A')" by force
fix r'' A''
from sub1_preserves_diagnal[OF rA'] have AA': "A $$ (l, l) = A' $$ (l, l)" using Suc(2-) by auto
assume "sub1 (A $$ (l,l)) (Suc k) l (r, A) = (r'',A'')"
then have rA'': "mute (A $$ (l,l)) (Suc (l + k)) l (r', A') = (r'', A'')"
using rA' by simp
have ir: "i < dim_row A" using Suc by auto
have il: "i ≠ l" using li by auto
have lr': "l < dim_row A'" using lr rA' by auto
have lc': "l < dim_col A'" using lc rA' by auto
have Slkr': "Suc (l+k) < dim_row A'" using Suc rA' by auto
show "A'' $$ (i,l) = 0"
proof (cases "Suc(l + k) = i")
case True {
have l: "Suc (l + k) ≠ l" by auto
show ?thesis
using mute_makes_0[OF mf rA''[unfolded AA'] lr' lc' Slkr' l] ir il rA'
by (simp add:True)
} next
case False {
then have ikl: "i ≤ k+l" using Suc by auto
have ir': "i < dim_row A'" using ir rA' by auto
have lc': "l < dim_col A'" using lc rA' by auto
have IH: "A' $$ (i,l) = 0" using rA' Suc False by auto
thus ?thesis using mute_preserves[OF rA'' ir' lc'] rA' False Suc
by simp
}
qed
qed auto
qed
lemma sub1_triangulizes_column:
assumes rA': "sub1 (A $$ (l,l)) (dim_row A - Suc l) l (r,A) = (r',A')"
and tri:"triangular_to l A"
and r: "dim_row A > 0"
and lr: "l < dim_row A"
and lc: "l < dim_col A"
shows "triangular_column l A'"
proof (intro triangular_columnI)
fix i
assume li: "l < i"
assume ir: "i < dim_row A'"
also have "... = dim_row A" using sub1_preserves_dimensions[OF rA'] by auto
also have "... = dim_row A - l + l" using lr li by auto
finally have ir2: "i ≤ dim_row A - l + l" by auto
show "A' $$ (i,l) = 0"
apply (subst sub1_makes_0s[OF rA' lr lc])
using li ir assms
by auto
qed
text ‹
The algorithm @{const sub1} increases the number of columns that form triangle.
›
lemma sub1_grows_triangle:
assumes rA': "sub1 (A $$ (l,l)) (dim_row A - Suc l) l (r,A) = (r',A')"
and r: "dim_row A > 0"
and tri:"triangular_to l A"
and lr: "l < dim_row A"
and lc: "l < dim_col A"
shows "triangular_to (Suc l) A'"
proof -
have "triangular_to l A'"
using sub1_preserves_triangle[OF rA'] assms by auto
moreover have "triangular_column l A'"
using sub1_triangulizes_column[OF rA'] assms by auto
ultimately show ?thesis by (rule triangle_growth)
qed
end
subsection ‹Finding Non-Zero Elements›
private definition find_non0 :: "nat ⇒ 'a mat ⇒ nat option" where
"find_non0 l A = (let is = [Suc l ..< dim_row A];
Ais = filter (λ (i,Ail). Ail ≠ 0) (map (λ i. (i, A $$ (i,l))) is)
in case Ais of [] ⇒ None | _ ⇒ Some (sel_fun Ais))"
lemma find_non0: assumes sel_fun: "det_selection_fun sel_fun"
and res: "find_non0 l A = Some m"
shows "A $$ (m,l) ≠ 0" "l < m" "m < dim_row A"
proof -
let ?xs = "filter (λ (i,Ail). Ail ≠ 0) (map (λ i. (i, A $$ (i,l))) [Suc l..<dim_row A])"
from res[unfolded find_non0_def Let_def]
have xs: "?xs ≠ []" and m: "m = sel_fun ?xs"
by (cases ?xs, auto)+
from det_selection_funD[OF sel_fun xs, folded m] show "A $$ (m, l) ≠ 0" "l < m" "m < dim_row A" by auto
qed
text ‹
If @{term "find_non0 l A"} fails,
then $A$ is already triangular to $l$-th column.
›
lemma find_non0_all0:
"find_non0 l A = None ⟹ triangular_column l A"
proof (intro triangular_columnI)
fix i
let ?xs = "filter (λ (i,Ail). Ail ≠ 0) (map (λ i. (i, A $$ (i,l))) [Suc l..<dim_row A])"
assume none: "find_non0 l A = None" and li: "l < i" "i < dim_row A"
from none have xs: "?xs = []"
unfolding find_non0_def Let_def by (cases ?xs, auto)
from li have "(i, A $$ (i,l)) ∈ set (map (λ i. (i, A $$ (i,l))) [Suc l..<dim_row A])" by auto
with xs show "A $$ (i,l) = 0"
by (metis (mono_tags) xs case_prodI filter_empty_conv)
qed
subsection ‹Determinant Preserving Growth of Triangle›
text ‹
The algorithm @{const sub1} does not preserve determinants when it hits
a $0$-valued diagonal element. To avoid this case, we introduce the following
operation:
›
private fun sub2 :: "nat ⇒ nat ⇒ 'a × 'a mat ⇒ 'a × 'a mat"
where "sub2 d l (r,A) = (
case find_non0 l A of None ⇒ (r,A)
| Some m ⇒ let A' = swaprows m l A in sub1 (A' $$ (l,l)) (d - Suc l) l (-r, A'))"
lemma sub2_preserves_dimensions[simp]:
assumes rA': "sub2 d l (r,A) = (r',A')"
shows "dim_row A' = dim_row A ∧ dim_col A' = dim_col A"
proof (cases "find_non0 l A")
case None then show ?thesis using rA' by auto next
case (Some m) then show ?thesis using rA' by (cases "m = l", auto simp: Let_def)
qed
lemma sub2_closed [simp]:
"sub2 d l (r,A) = (r',A') ⟹ A ∈ carrier_mat m n ⟹ A' ∈ carrier_mat m n"
unfolding carrier_mat_def by auto
context
assumes sel_fun: "det_selection_fun sel_fun"
begin
lemma sub2_preserves_triangle:
assumes rA': "sub2 d l (r,A) = (r',A')"
and tri: "triangular_to l A"
and lc: "l < dim_col A"
and ld: "l < d"
and dr: "d ≤ dim_row A"
shows "triangular_to l A'"
proof -
have lr: "l < dim_row A" using ld dr by auto
show ?thesis
proof (cases "find_non0 l A")
case None then show ?thesis using rA' tri by simp next
case (Some m) {
have lm : "l < m" and mr : "m < dim_row A"
using find_non0[OF sel_fun Some] by auto
let ?A1 = "swaprows m l A"
have tri'': "triangular_to l ?A1"
proof (intro triangular_toI)
fix i j
assume jl:"j < l" and ji:"j < i" and ir1: "i < dim_row ?A1"
have jm: "j < m" using jl lm by auto
have ir: "i < dim_row A" using ir1 by auto
have jc: "j < dim_col A" using jl lc by auto
show "?A1 $$ (i, j) = 0"
proof (cases "m=i")
case True {
then have li: "l ≠ i" using lm by auto
hence "?A1 $$ (i,j) = A $$ (l,j)" using ir jc ‹m=i› by auto
also have "... = 0" using tri jl lr by auto
finally show ?thesis.
} next
case False show ?thesis
proof (cases "l=i")
case True {
then have "?A1 $$ (i,j) = A $$ (m,j)"
using ir jc ‹m≠i› by auto
thus "?A1 $$ (i,j) = 0" using tri jl jm mr by auto
} next
case False {
then have "?A1 $$ (i,j) = A $$ (i,j)"
using ir jc ‹m≠i› by auto
thus "?A1 $$ (i,j) = 0" using tri jl ji ir by auto
}
qed
qed
qed
let ?rA3 = "sub1 (?A1 $$ (l,l)) (d - Suc l) l (-r,?A1)"
have [simp]: "dim_row ?A1 = dim_row A ∧ dim_col ?A1 = dim_col A" by auto
have rA'2: "?rA3 = (r',A')" using rA' Some by (simp add: Let_def)
have "l + (d - Suc l) < dim_row A" using ld dr by auto
thus ?thesis
using sub1_preserves_triangle[OF rA'2 tri''] lr lc rA' by auto
}
qed
qed
lemma sub2_grows_triangle:
assumes mf: "mute_fun mf"
and rA': "sub2 (dim_row A) l (r,A) = (r',A')"
and tri: "triangular_to l A"
and lc: "l < dim_col A"
and lr: "l < dim_row A"
shows "triangular_to (Suc l) A'"
proof (rule triangle_growth)
show "triangular_to l A'"
using sub2_preserves_triangle[OF rA' tri lc lr] by auto
next
have r0: "0 < dim_row A" using lr by auto
show "triangular_column l A'"
proof (cases "find_non0 l A")
case None {
then have "A' = A" using rA' by simp
moreover have "triangular_column l A" using find_non0_all0[OF None].
ultimately show ?thesis by auto
} next
case (Some m) {
have lm: "l < m" and mr: "m < dim_row A"
using find_non0[OF sel_fun Some] by auto
let ?A = "swaprows m l A"
have tri2: "triangular_to l ?A"
proof
fix i j assume jl: "j < l" and ji:"j < i" and ir: "i < dim_row ?A"
show "?A $$ (i,j) = 0"
proof (cases "i = m")
case True {
then have "?A $$ (i,j) = A $$ (l,j)"
using jl lc ir by simp
also have "... = 0"
using triangular_toD[OF tri jl jl] lr by auto
finally show ?thesis by auto
} next
case False show ?thesis
proof (cases "i = l")
case True {
then have "?A $$ (i,j) = A $$ (m,j)"
using jl lc ir by auto
also have "... = 0"
using triangular_toD[OF tri jl] jl lm mr by auto
finally show ?thesis by auto
} next
case False {
then have "?A $$ (i,j) = A $$ (i,j)"
using ‹i ≠ m› jl lc ir by auto
thus ?thesis using tri jl ji ir by auto
}
qed
qed
qed
have rA'2: "sub1 (?A $$ (l,l)) (dim_row ?A - Suc l) l (-r, ?A) = (r',A')"
using lm Some rA' by (simp add: Let_def)
show ?thesis
using sub1_triangulizes_column[OF mf rA'2 tri2] r0 lr lc by auto
}
qed
qed
end
subsection ‹Recursive Triangulization of Columns›
text ‹
Now we recursively apply @{const sub2} to make the entire matrix to be triangular.
›
private fun sub3 :: "nat ⇒ nat ⇒ 'a × 'a mat ⇒ 'a × 'a mat"
where "sub3 d 0 rA = rA"
| "sub3 d (Suc l) rA = sub2 d l (sub3 d l rA)"
lemma sub3_preserves_dimensions[simp]:
"sub3 d l (r,A) = (r',A') ⟹ dim_row A' = dim_row A"
"sub3 d l (r,A) = (r',A') ⟹ dim_col A' = dim_col A"
proof (induction l arbitrary: r' A')
case (Suc l)
obtain r' A' where rA': "sub3 d l (r, A) = (r', A')" by force
fix r'' A'' assume rA'': "sub3 d (Suc l) (r, A) = (r'', A'')"
then show "dim_row A'' = dim_row A" "dim_col A'' = dim_col A"
using Suc rA' by auto
qed auto
lemma sub3_closed[simp]:
"sub3 k l (r,A) = (r',A') ⟹ A ∈ carrier_mat m n ⟹ A' ∈ carrier_mat m n"
unfolding carrier_mat_def by auto
lemma sub3_makes_triangle:
assumes mf: "mute_fun mf"
and sel_fun: "det_selection_fun sel_fun"
and "sub3 (dim_row A) l (r,A) = (r',A')"
and "l ≤ dim_row A"
and "l ≤ dim_col A"
shows "triangular_to l A'"
using assms
proof -
show "sub3 (dim_row A) l (r,A) = (r',A') ⟹ l ≤ dim_row A ⟹ l ≤ dim_col A ⟹
triangular_to l A'"
proof (induction l arbitrary:r' A')
case (Suc l)
then have Slr: "Suc l ≤ dim_row A" and Slc: "Suc l ≤ dim_col A" by auto
hence lr: "l < dim_row A" and lc: "l < dim_col A" by auto
moreover obtain r'' A''
where rA'': "sub3 (dim_row A) l (r,A) = (r'',A'')" by force
ultimately have IH: "triangular_to l A''" using Suc by auto
have [simp]:"dim_row A'' = dim_row A" and [simp]:"dim_col A'' = dim_col A"
using Slr Slc rA'' by auto
fix r' A'
assume "sub3 (dim_row A) (Suc l) (r, A) = (r', A')"
then have rA': "sub2 (dim_row A'') l (r'',A'') = (r',A')"
using rA'' by auto
show "triangular_to (Suc l) A'"
using sub2_grows_triangle[OF sel_fun mf rA'] lr lc rA'' IH by auto
qed auto
qed
subsection ‹Triangulization›
definition triangulize :: "'a mat ⇒ 'a × 'a mat"
where "triangulize A = sub3 (dim_row A) (dim_row A) (1,A)"
lemma triangulize_preserves_dimensions[simp]:
"triangulize A = (r',A') ⟹ dim_row A' = dim_row A"
"triangulize A = (r',A') ⟹ dim_col A' = dim_col A"
unfolding triangulize_def by auto
lemma triangulize_closed[simp]:
"triangulize A = (r',A') ⟹ A ∈ carrier_mat m n ⟹ A' ∈ carrier_mat m n"
unfolding carrier_mat_def by auto
context
assumes mf: "mute_fun mf"
and sel_fun: "det_selection_fun sel_fun"
begin
theorem triangulized:
assumes "A ∈ carrier_mat n n"
and "triangulize A = (r',A')"
shows "upper_triangular A'"
proof (cases "0<n")
case True
have rA': "sub3 (dim_row A) (dim_row A) (1,A) = (r',A')"
using assms unfolding triangulize_def by auto
have nr:"n = dim_row A" and nc:"n = dim_col A" and nr':"n = dim_row A'"
using assms by auto
thus ?thesis
unfolding triangular_to_triangular
using sub3_makes_triangle[OF mf sel_fun rA'] True by auto
next
case False
then have nr':"dim_row A' = 0" using assms by auto
thus ?thesis unfolding upper_triangular_def by auto
qed
subsection‹Divisor will not be 0›
text ‹
Here we show that each sub-algorithm will not make $r$
of the input/output pair $(r,A)$ to 0.
The algorithm @{term "sub1 A_ll k l (r,A)"} requires $A_{l,l} \neq 0$.
›
lemma sub1_divisor [simp]:
assumes rA': "sub1 q k l (r, A) = (r',A')"
and r0: "r ≠ 0"
and All: "q ≠ 0"
and "k + l < dim_row A "
and lc: "l < dim_col A"
shows "r' ≠ 0"
using assms
proof -
show "sub1 q k l (r,A) = (r',A') ⟹ k + l < dim_row A ⟹ r' ≠ 0"
proof (induction k arbitrary: r' A')
case (Suc k)
obtain r'' A'' where rA'': "sub1 q k l (r, A) = (r'', A'')" by force
then have IH: "r'' ≠ 0" using Suc by auto
obtain q' l' g where mf_id: "mf q (A'' $$ (Suc (l + k), l)) = (q',l',g)" by (rule prod_cases3)
define fact where "fact = (if A'' $$ (Suc (l+k),l) = 0 then 1 else q')"
note mf = mf[unfolded mute_fun_def, rule_format, OF mf_id]
have All: "q ≠ 0"
using sub1_preserves_diagnal[OF rA'' lc] All Suc by auto
moreover have "fact ≠ 0" unfolding fact_def using All mf by auto
moreover assume "sub1 q (Suc k) l (r,A) = (r',A')"
then have "mute q (Suc (l + k)) l (r'',A'') = (r',A')"
using rA'' by auto
hence "r'' * fact = r'"
unfolding mute.simps fact_def Let_def mf_id using IH by (auto split: if_splits)
ultimately show "r' ≠ 0" using IH by auto
qed (insert r0, simp)
qed
text ‹The algorithm @{term "sub2"} will not require such a condition.›
lemma sub2_divisor [simp]:
assumes rA': "sub2 k l (r, A) = (r',A')"
and lk: "l < k"
and kr: "k ≤ dim_row A"
and lc: "l < dim_col A"
and r0: "r ≠ 0"
shows "r' ≠ 0"
using assms
proof (cases "find_non0 l A") {
case (Some m)
then have Aml0: "A $$ (m,l) ≠ 0" using find_non0[OF sel_fun] by auto
have md: "m < dim_row A" using find_non0[OF sel_fun Some] lk kr by auto
let ?A'' = "swaprows m l A"
have rA'2: "sub1 (?A'' $$ (l,l)) (k - Suc l) l (-r, ?A'') = (r',A')"
using rA' Some by (simp add: Let_def)
have All0: "?A'' $$ (l,l) ≠ 0" using Aml0 md lk kr lc by auto
show ?thesis using sub1_divisor[OF rA'2 _ All0] r0 lk kr lc by simp
} qed auto
lemma sub3_divisor [simp]:
assumes "sub3 d l (r,A) = (r'',A'')"
and "l ≤ d"
and "d ≤ dim_row A"
and "l ≤ dim_col A"
and r0: "r ≠ 0"
shows "r'' ≠ 0"
using assms
proof -
show
"sub3 d l (r,A) = (r'',A'') ⟹
l ≤ d ⟹ d ≤ dim_row A ⟹ l ≤ dim_col A ⟹ ?thesis"
proof (induction l arbitrary: r'' A'')
case 0
then show ?case using r0 by simp
next
case (Suc l)
obtain r' A' where rA': "sub3 d l (r,A) = (r',A')" by force
then have [simp]:"dim_row A' = dim_row A" and [simp]:"dim_col A' = dim_col A"
by auto
from rA' have "r' ≠ 0" using Suc r0 by auto
moreover have "sub2 d l (r',A') = (r'',A'')"
using rA' Suc by simp
ultimately show ?case using sub2_divisor using Suc by simp
qed
qed
theorem triangulize_divisor:
assumes A: "A ∈ carrier_mat d d"
shows "triangulize A = (r',A') ⟹ r' ≠ 0"
unfolding triangulize_def
proof -
assume rA': "sub3 (dim_row A) (dim_row A) (1, A) = (r', A')"
show ?thesis using sub3_divisor[OF rA'] A by auto
qed
subsection ‹Determinant Preservation Results›
text ‹
For each sub-algorithm $f$,
we show $f(r,A) = (r',A')$ implies @{term "r * det A' = r' * det A"}.
›
lemma mute_det:
assumes "A ∈ carrier_mat n n"
and rA': "mute q k l (r,A) = (r',A')"
and "k < n"
and "l < n"
and "k ≠ l"
shows "r * det A' = r' * det A"
proof (cases "A $$ (k,l) = 0")
case True
thus ?thesis using assms by auto
next
case False
obtain p' q' g where mf_id: "mf q (A $$ (k,l)) = (q',p',g)" by (rule prod_cases3)
let ?All = "q'"
let ?Akl = "- p'"
let ?B = "multrow k ?All A"
let ?C = "addrow ?Akl k l ?B"
have "r * det A' = r * det ?C" using assms by (simp add: Let_def mf_id False)
also have "det ?C = det ?B" using assms by (auto simp: det_addrow)
also have "… = ?All * det A" using assms det_multrow by auto
also have "r * … = (r * ?All) * det A" by simp
also have r: "r * ?All = r'" using assms by (simp add: Let_def mf_id False)
finally show ?thesis.
qed
lemma sub1_det:
assumes A: "A ∈ carrier_mat n n"
and sub1: "sub1 q k l (r,A) = (r'',A'')"
and r0: "r ≠ 0"
and All0: "q ≠ 0"
and l: "l + k < n"
shows "r * det A'' = r'' * det A"
using sub1 l
proof (induction k arbitrary: A'' r'')
case 0
then show ?case by auto
next
case (Suc k)
let ?rA' = "sub1 q k l (r,A)"
obtain r' A' where rA':"?rA' = (r',A')" by force
have A':"A' ∈ carrier_mat n n" using sub1_closed[OF rA'] A by auto
have IH: "r * det A' = r' * det A" using Suc assms rA' by auto
assume "sub1 q (Suc k) l (r,A) = (r'',A'')"
then have rA'':"mute q (Suc (l+k)) l (r',A') = (r'',A'')" using rA' by auto
hence lem: "r' * det A'' = r'' * det A'"
using assms Suc A' mute_det[OF A' rA''] by auto
hence "r * r' * det A'' = r * r'' * det A'" by auto
also from IH have "... = r'' * r' * det A" by auto
finally have *: "r * r' * det A'' = r'' * r' * det A" .
then have "r * r' * det A'' div r' = r'' * r' * det A div r'" by presburger
moreover have "r' ≠ 0"
using r0 sub1_divisor[OF rA'] All0 Suc A by auto
ultimately show ?case using * by auto
qed
lemma sub2_det:
assumes A: "A ∈ carrier_mat d d"
and rA': "sub2 d l (r,A) = (r',A')"
and r0: "r ≠ 0"
and ld: "l < d"
shows "r * det A' = r' * det A"
proof (cases "find_non0 l A")
case None then show ?thesis using assms by auto next
case (Some m) {
then have lm: "l < m" and md: "m < d"
using A find_non0[OF sel_fun Some] ld by auto
hence "m ≠ l" by auto
let ?A'' = "swaprows m l A"
have rA'2: "sub1 (?A'' $$ (l,l)) (d - Suc l) l (-r, ?A'') = (r',A')"
using rA' Some by (simp add: Let_def)
have A'': "?A'' ∈ carrier_mat d d" using A by auto
hence A''ll0: "?A'' $$ (l,l) ≠ 0"
using find_non0[OF sel_fun Some] ld by auto
hence "-r * det A' = r' * det ?A''"
using sub1_det[OF A'' rA'2] ld A r0 by auto
also have "r * ... = -r * r' * det A"
using det_swaprows[OF md ld ‹m≠l› A] by auto
finally have "r * -r * det A' = -r * r' * det A" by auto
thus ?thesis using r0 by auto
}
qed
lemma sub3_det:
assumes A:"A ∈ carrier_mat d d"
and "sub3 d l (r,A) = (r'',A'')"
and r0: "r ≠ 0"
and "l ≤ d"
shows "r * det A'' = r'' * det A"
using assms
proof -
have d: "d = dim_row A" using A by auto
show "sub3 d l (r,A) = (r'',A'') ⟹ l ≤ d ⟹ r * det A'' = r'' * det A"
proof (induction l arbitrary: r'' A'')
case (Suc l)
let ?rA' = "sub3 d l (r,A)"
obtain r' A' where rA':"?rA' = (r',A')" by force
then have rA'': "sub2 d l (r',A') = (r'',A'')"
using Suc by auto
have A': "A' ∈ carrier_mat d d" using A rA' rA'' by auto
have r'0: "r' ≠ 0" using r0 sub3_divisor[OF rA'] A Suc by auto
have "r' * det A'' = r'' * det A'"
using Suc r'0 A by(subst sub2_det[OF A' rA''],auto)
also have "r * ... = r'' * (r * det A')" by auto
also have "r * det A' = r' * det A" using Suc rA' by auto
also have "r'' * ... div r' = r'' * r' * det A div r'" by (simp add: ac_simps)
finally show "r * det A'' = r'' * det A" using r'0
by (metis ‹r * det A' = r' * det A› ‹r' * det A'' = r'' * det A'›
mult.left_commute mult_cancel_left)
qed simp
qed
theorem triangulize_det:
assumes A: "A ∈ carrier_mat d d"
and rA': "triangulize A = (r',A')"
shows "det A * r' = det A'"
proof -
have rA'2: "sub3 d d (1,A) = (r',A')"
using A rA' unfolding triangulize_def by auto
show ?thesis
proof (cases "d = 0")
case True
then have A': "A' ∈ carrier_mat 0 0" using A rA'2 by auto
have rA'3: "(r',A') = (1,A)" using True rA'2 by simp
thus ?thesis by auto
next
case False
then show ?thesis using sub3_det[OF A rA'2] assms by auto
qed
qed
end
subsection ‹Determinant Computation›
definition det_code :: "'a mat ⇒ 'a" where
"det_code A = (if dim_row A = dim_col A then
case triangulize A of (m,A') ⇒
prod_list (diag_mat A') div m
else 0)"
lemma det_code[simp]: assumes sel_fun: "det_selection_fun sel_fun"
and mf: "mute_fun mf"
shows "det_code A = det A"
using det_code_def[simp]
proof (cases "dim_row A = dim_col A")
case True
then have A: "A ∈ carrier_mat (dim_row A) (dim_row A)" unfolding carrier_mat_def by auto
obtain r' A' where rA': "triangulize A = (r',A')" by force
from triangulize_divisor[OF mf sel_fun A] rA' have r'0: "r' ≠ 0" by auto
from triangulize_det[OF mf sel_fun A rA'] have det': "det A * r' = det A'" by auto
from triangulized[OF mf sel_fun A, unfolded rA'] have tri': "upper_triangular A'" by simp
have A': "A' ∈ carrier_mat (dim_row A') (dim_row A')"
using triangulize_closed[OF rA' A] by auto
from tri' have tr: "triangular_to (dim_row A') A'" by auto
have "det_code A = prod_list (diag_mat A') div r'" using rA' True by simp
also have "prod_list (diag_mat A') = det A'"
unfolding det_upper_triangular[OF tri' A'] ..
also have "… = det A * r'" by (simp add: det')
also have "… div r' = det A" using r'0 by auto
finally show ?thesis .
qed (simp add: det_def)
end
end
text ‹Now we can select an arbitrary selection and mute function. This will be important for computing
resultants over polynomials, where usually a polynomial with small degree is preferable.
The default however is to use the first element.›
definition trivial_mute_fun :: "'a :: comm_ring_1 ⇒ 'a ⇒ 'a × 'a × 'a" where
"trivial_mute_fun x y = (x,y,1)"
lemma trivial_mute_fun[simp,intro]: "mute_fun trivial_mute_fun"
unfolding mute_fun_def trivial_mute_fun_def by auto
definition fst_sel_fun :: "'a det_selection_fun" where
"fst_sel_fun x = fst (hd x)"
lemma fst_sel_fun[simp]: "det_selection_fun fst_sel_fun"
unfolding det_selection_fun_def fst_sel_fun_def by auto
context
fixes measure :: "'a ⇒ nat"
begin
private fun select_min_main where
"select_min_main m i ((j,p) # xs) = (let n = measure p in if n < m then select_min_main n j xs
else select_min_main m i xs)"
| "select_min_main m i [] = i"
definition select_min :: "(nat × 'a) list ⇒ nat" where
"select_min xs = (case xs of ((i,p) # ys) ⇒ (select_min_main (measure p) i ys))"
lemma select_min[simp]: "det_selection_fun select_min"
unfolding det_selection_fun_def
proof (intro allI impI)
fix xs :: "(nat × 'a)list"
assume "xs ≠ []"
then obtain i p ys where xs: "xs = ((i,p) # ys)" by (cases xs, auto)
then obtain m where id: "select_min xs = select_min_main m i ys" unfolding select_min_def by auto
have "i ∈ fst ` set xs" "set ys ⊆ set xs" unfolding xs by auto
thus "select_min xs ∈ fst ` set xs" unfolding id
proof (induct ys arbitrary: m i )
case (Cons jp ys m i)
obtain j p where jp: "jp = (j,p)" by force
obtain k n where res: "select_min_main m i (jp # ys) = select_min_main n k ys"
and k: "k ∈ fst ` set xs"
using Cons(2-) unfolding jp by (cases "measure p < m"; force simp: Let_def)
from Cons(1)[OF k, of n] Cons(3)
show ?case unfolding res by auto
qed simp
qed
end
text ‹For the code equation we use the trivial mute and selection function as this does
not impose any further class restrictions.›
lemma det_code_fst_sel_fun[code]: "det A = det_code fst_sel_fun trivial_mute_fun A" by simp
text ‹But we also provide specialiced functions for more specific carriers.›
definition field_mute_fun :: "'a :: field ⇒ 'a ⇒ 'a × 'a × 'a" where
"field_mute_fun x y = (x/y,1,y)"
lemma field_mute_fun[simp,intro]: "mute_fun field_mute_fun"
unfolding mute_fun_def field_mute_fun_def by auto
definition det_field :: "'a :: field mat ⇒ 'a" where
"det_field A = det_code fst_sel_fun field_mute_fun A"
lemma det_field[simp]: "det_field = det"
by (intro ext, auto simp: det_field_def)
definition gcd_mute_fun :: "'a :: ring_gcd ⇒ 'a ⇒ 'a × 'a × 'a" where
"gcd_mute_fun x y = (let g = gcd x y in (x div g, y div g,g))"
lemma gcd_mute_fun[simp,intro]: "mute_fun gcd_mute_fun"
unfolding mute_fun_def gcd_mute_fun_def by (auto simp: Let_def div_mult_swap mult.commute)
definition det_int :: "int mat ⇒ int" where
"det_int A = det_code (select_min (λ x. nat (abs x))) gcd_mute_fun A"
lemma det_int[simp]: "det_int = det"
by (intro ext, auto simp: det_int_def)
definition det_field_poly :: "'a :: {field,field_gcd} poly mat ⇒ 'a poly" where
"det_field_poly A = det_code (select_min degree) gcd_mute_fun A"
lemma det_field_poly[simp]: "det_field_poly = det"
by (intro ext, auto simp: det_field_poly_def)
end