(* Author: René Thiemann Akihisa Yamada License: BSD *) section ‹Rational Factorization› text ‹We combine the rational root test, the formulas for explicit roots, and the Kronecker's factorization algorithm to provide a basic factorization algorithm for polynomial over rational numbers. Moreover, also the roots of a rational polynomial can be determined.› theory Rational_Factorization imports Explicit_Roots Kronecker_Factorization Square_Free_Factorization Rational_Root_Test Gcd_Rat_Poly Show.Show_Poly begin function roots_of_rat_poly_main :: "rat poly ⇒ rat list" where "roots_of_rat_poly_main p = (let n = degree p in if n = 0 then [] else if n = 1 then [roots1 p] else if n = 2 then rat_roots2 p else case rational_root_test p of None ⇒ [] | Some x ⇒ x # roots_of_rat_poly_main (p div [:-x,1:]))" by pat_completeness auto termination by (relation "measure degree", auto dest: rational_root_test(1) intro!: degree_div_less simp: poly_eq_0_iff_dvd) lemma roots_of_rat_poly_main_code[code]: "roots_of_rat_poly_main p = (let n = degree p in if n = 0 then [] else if n = 1 then [roots1 p] else if n = 2 then rat_roots2 p else case rational_root_test p of None ⇒ [] | Some x ⇒ x # roots_of_rat_poly_main (p div [:-x,1:]))" proof - note d = roots_of_rat_poly_main.simps[of p] Let_def show ?thesis proof (cases "rational_root_test p") case (Some x) let ?x = "[:-x,1:]" from rational_root_test(1)[OF Some] have "?x dvd p" by (simp add: poly_eq_0_iff_dvd) from dvd_mult_div_cancel[OF this] have pp: "p div ?x = ?x * (p div ?x) div ?x" by simp then show ?thesis unfolding d Some by auto qed (simp add: d) qed lemma roots_of_rat_poly_main: "p ≠ 0 ⟹ set (roots_of_rat_poly_main p) = {x. poly p x = 0}" proof (induct p rule: roots_of_rat_poly_main.induct) case (1 p) note IH = 1(1) note p = 1(2) let ?n = "degree p" let ?rr = "roots_of_rat_poly_main" show ?case proof (cases "?n = 0") case True from roots0[OF p True] True show ?thesis by simp next case False note 0 = this show ?thesis proof (cases "?n = 1") case True from roots1[OF True] True show ?thesis by simp next case False note 1 = this show ?thesis proof (cases "?n = 2") case True from rat_roots2[OF True] True show ?thesis by simp next case False note 2 = this from 0 1 2 have id: "?rr p = (case rational_root_test p of None ⇒ [] | Some x ⇒ x # ?rr (p div [: -x, 1 :]))" by simp show ?thesis proof (cases "rational_root_test p") case None from rational_root_test(2)[OF None] None id show ?thesis by simp next case (Some x) from rational_root_test(1)[OF Some] have "[: -x, 1:] dvd p" by (simp add: poly_eq_0_iff_dvd) from dvd_mult_div_cancel[OF this] have pp: "p = [: -x, 1:] * (p div [: -x, 1:])" by simp with p have p: "p div [:- x, 1:] ≠ 0" by auto from arg_cong[OF pp, of "λ p. {x. poly p x = 0}"] rational_root_test(1)[OF Some] IH[OF refl 0 1 2 Some p] show ?thesis unfolding id Some by auto qed qed qed qed qed declare roots_of_rat_poly_main.simps[simp del] definition roots_of_rat_poly :: "rat poly ⇒ rat list" where "roots_of_rat_poly p ≡ let (c,pis) = yun_factorization gcd_rat_poly p in concat (map (roots_of_rat_poly_main o fst) pis)" lemma roots_of_rat_poly: assumes p: "p ≠ 0" shows "set (roots_of_rat_poly p) = {x. poly p x = 0}" proof - obtain c pis where yun: "yun_factorization gcd p = (c,pis)" by force from yun have res: "roots_of_rat_poly p = concat (map (roots_of_rat_poly_main ∘ fst) pis)" by (auto simp: roots_of_rat_poly_def split: if_splits) note yun = square_free_factorizationD(1,2,4)[OF yun_factorization(1)[OF yun]] from yun(1) p have c: "c ≠ 0" by auto from yun(1) have p: "p = smult c (∏(a, i)∈set pis. a ^ i)" . have "{x. poly p x = 0} = {x. poly (∏(a, i)∈set pis. a ^ i) x = 0}" unfolding p using c by auto also have "… = ⋃ ((λ p. {x. poly p x = 0}) ` fst ` set pis)" (is "_ = ?r") using yun(2) by (subst poly_prod_0, force+) finally have r: "{x. poly p x = 0} = ?r" . { fix p i assume p: "(p,i) ∈ set pis" have "set (roots_of_rat_poly_main p) = {x. poly p x = 0}" by (rule roots_of_rat_poly_main, insert yun(2) p, force) } note main = this have "set (roots_of_rat_poly p) = ⋃ ((λ (p, i). set (roots_of_rat_poly_main p)) ` set pis)" unfolding res o_def by auto also have "… = ?r" using main by auto finally show ?thesis unfolding r by simp qed definition root_free :: "'a :: comm_semiring_0 poly ⇒ bool" where "root_free p = (degree p = 1 ∨ (∀ x. poly p x ≠ 0))" lemma irreducible_root_free: fixes p :: "'a :: idom poly" assumes "irreducible p" shows "root_free p" proof- from assms have p0: "p ≠ 0" by auto { fix x assume "poly p x = 0" and degp: "degree p ≠ 1" hence "[:-x,1:] dvd p" using poly_eq_0_iff_dvd by blast then obtain q where p: "p = [:-x,1:] * q" by (elim dvdE) with p0 have q0: "q ≠ 0" by auto from irreducibleD[OF assms p] have "q dvd 1" by (metis one_neq_zero poly_1 poly_eq_0_iff_dvd) then have "degree q = 0" by (simp add: poly_dvd_1) with degree_mult_eq[of "[:-x,1:]" q, folded p] q0 degp have False by auto } thus ?thesis unfolding root_free_def by auto qed partial_function (tailrec) factorize_root_free_main :: "rat poly ⇒ rat list ⇒ rat poly list ⇒ rat × rat poly list" where [code]: "factorize_root_free_main p xs fs = (case xs of Nil ⇒ let l = coeff p (degree p); q = smult (inverse l) p in (l, (if q = 1 then fs else q # fs) ) | x # xs ⇒ if poly p x = 0 then factorize_root_free_main (p div [:-x,1:]) (x # xs) ([:-x,1:] # fs) else factorize_root_free_main p xs fs)" definition factorize_root_free :: "rat poly ⇒ rat × rat poly list" where "factorize_root_free p = (if degree p = 0 then (coeff p 0,[]) else factorize_root_free_main p (roots_of_rat_poly p) [])" lemma factorize_root_free_0[simp]: "factorize_root_free 0 = (0,[])" unfolding factorize_root_free_def by simp lemma factorize_root_free: assumes res: "factorize_root_free p = (c,qs)" shows "p = smult c (prod_list qs)" "⋀ q. q ∈ set qs ⟹ root_free q ∧ monic q ∧ degree q ≠ 0" proof - have "p = smult c (prod_list qs) ∧ (∀ q ∈ set qs. root_free q ∧ monic q ∧ degree q ≠ 0)" proof (cases "degree p = 0") case True thus ?thesis using res unfolding factorize_root_free_def by (auto dest: degree0_coeffs) next case False hence p0: "p ≠ 0" by auto define fs where "fs = ([] :: rat poly list)" define xs where "xs = roots_of_rat_poly p" define q where "q = p" obtain n where n: "n = degree q + length xs" by auto have prod: "p = q * prod_list fs" unfolding q_def fs_def by auto have sub: "{x. poly q x = 0} ⊆ set xs" using roots_of_rat_poly[OF p0] unfolding q_def xs_def by auto have fs: "⋀ q. q ∈ set fs ⟹ root_free q ∧ monic q ∧ degree q ≠ 0" unfolding fs_def by auto have res: "factorize_root_free_main q xs fs = (c,qs)" using res False unfolding xs_def fs_def q_def factorize_root_free_def by auto from False have "q ≠ 0" unfolding q_def by auto from prod sub fs res n this show ?thesis proof (induct n arbitrary: q fs xs rule: wf_induct[OF wf_less]) case (1 n q fs xs) note simp = factorize_root_free_main.simps[of q xs fs] note IH = 1(1)[rule_format] note 0 = 1(2-)[unfolded simp] show ?case proof (cases xs) case Nil note 0 = 0[unfolded Nil Let_def] hence no_rt: "⋀ x. poly q x ≠ 0" by auto hence q: "q ≠ 0" by auto let ?r = "smult (inverse c) q" define r where "r = ?r" from 0(4-5) have c: "c = coeff q (degree q)" and qs: "qs = (if r = 1 then fs else r # fs)" by (auto simp: r_def) from q c qs 0(1) have c0: "c ≠ 0" and p: "p = smult c (prod_list (r # fs))" by (auto simp: r_def) from p have p: "p = smult c (prod_list qs)" unfolding qs by auto from 0(2,5) c0 c have "root_free ?r" "monic ?r" unfolding root_free_def by auto with 0(3) have "⋀ q. q ∈ set qs ⟹ root_free q ∧ monic q ∧ degree q ≠ 0" unfolding qs by (cases "degree q = 0", insert degree0_coeffs[of q], auto split: if_splits simp: r_def) with p show ?thesis by auto next case (Cons x xs) note 0 = 0[unfolded Cons] show ?thesis proof (cases "poly q x = 0") case True let ?q = "q div [:-x,1:]" let ?x = "[:-x,1:]" let ?fs = "?x # fs" let ?xs = "x # xs" from True have q: "q = ?q * ?x" by (metis dvd_mult_div_cancel mult.commute poly_eq_0_iff_dvd) with 0(6) have q': "?q ≠ 0" by auto have deg: "degree q = Suc (degree ?q)" unfolding arg_cong[OF q, of degree] by (subst degree_mult_eq[OF q'], auto) hence n: "degree ?q + length ?xs < n" unfolding 0(5) by auto from arg_cong[OF q, of poly] 0(2) have rt: "{x. poly ?q x = 0} ⊆ set ?xs" by auto have p: "p = ?q * prod_list ?fs" unfolding prod_list.Cons 0(1) mult.assoc[symmetric] q[symmetric] .. have "root_free ?x" unfolding root_free_def by auto with 0(3) have rf: "⋀ f. f ∈ set ?fs ⟹ root_free f ∧ monic f ∧ degree f ≠ 0" by auto from True 0(4) have res: "factorize_root_free_main ?q ?xs ?fs = (c,qs)" by simp show ?thesis by (rule IH[OF _ p rt rf res refl q'], insert n, auto) next case False with 0(4) have res: "factorize_root_free_main q xs fs = (c,qs)" by simp from 0(5) obtain m where m: "m = degree q + length xs" and n: "n = Suc m" by auto from False 0(2) have rt: "{x. poly q x = 0} ⊆ set xs" by auto show ?thesis by (rule IH[OF _ 0(1) rt 0(3) res m 0(6)], unfold n, auto) qed qed qed qed thus "p = smult c (prod_list qs)" "⋀ q. q ∈ set qs ⟹ root_free q ∧ monic q ∧ degree q ≠ 0" by auto qed definition rational_proper_factor :: "rat poly ⇒ rat poly option" where "rational_proper_factor p = (if degree p ≤ 1 then None else if degree p = 2 then (case rat_roots2 p of Nil ⇒ None | Cons x xs ⇒ Some [:-x,1 :]) else if degree p = 3 then (case rational_root_test p of None ⇒ None | Some x ⇒ Some [:-x,1:]) else kronecker_factorization_rat p)" lemma degree_1_dvd_root: assumes q: "degree (q :: 'a :: field poly) = 1" and rt: "⋀ x. poly p x ≠ 0" shows "¬ q dvd p" proof - from degree1_coeffs[OF q] obtain a b where q: "q = [: b, a :]" and a: "a ≠ 0" by auto have q: "q = smult a [: - (- b / a), 1 :]" unfolding q by (rule poly_eqI, unfold coeff_smult, insert a, auto simp: field_simps coeff_pCons split: nat.splits) show ?thesis unfolding q smult_dvd_iff poly_eq_0_iff_dvd[symmetric, of _ p] using a rt by auto qed lemma rational_proper_factor: "degree p > 0 ⟹ rational_proper_factor p = None ⟹ irreducible⇩_{d}p" "rational_proper_factor p = Some q ⟹ q dvd p ∧ degree q ≥ 1 ∧ degree q < degree p" proof - let ?rp = "rational_proper_factor p" let ?rr = "rational_root_test" note d = rational_proper_factor_def[of p] have "(degree p > 0 ⟶ ?rp = None ⟶ irreducible⇩_{d}p) ∧ (?rp = Some q ⟶ q dvd p ∧ degree q ≥ 1 ∧ degree q < degree p)" proof (cases "degree p = 0") case True thus ?thesis unfolding d by auto next case False note 0 = this show ?thesis proof (cases "degree p = 1") case True hence "?rp = None" unfolding d by auto with linear_irreducible⇩_{d}[OF True] show ?thesis by auto next case False note 1 = this show ?thesis proof (cases "degree p = 2") case True hence rp: "?rp = (case rat_roots2 p of Nil ⇒ None | Cons x xs ⇒ Some [:-x,1 :])" unfolding d by auto show ?thesis proof (cases "rat_roots2 p") case Nil with rp have rp: "?rp = None" by auto from Nil rat_roots2[OF True] have nex: "¬ (∃ x. poly p x = 0)" by auto have "irreducible⇩_{d}p" proof (rule irreducible⇩_{d}I) fix q r :: "rat poly" assume "degree q > 0" "degree q < degree p" and p: "p = q * r" with True have dq: "degree q = 1" by auto have "¬ q dvd p" by (rule degree_1_dvd_root[OF dq], insert nex, auto) with p show False by auto qed (insert True, auto) with rp show ?thesis by auto next case (Cons x xs) from Cons rat_roots2[OF True] have "poly p x = 0" by auto from this[unfolded poly_eq_0_iff_dvd] have x: "[: -x , 1 :] dvd p" by auto from Cons rp have rp: "?rp = Some ([: - x, 1 :])" by auto show ?thesis using True x unfolding rp by auto qed next case False note 2 = this show ?thesis proof (cases "degree p = 3") case True hence rp: "?rp = (case ?rr p of None ⇒ None | Some x ⇒ Some [:- x, 1:])" unfolding d by auto show ?thesis proof (cases "?rr p") case None from rational_root_test(2)[OF None] have nex: "¬ (∃ x. poly p x = 0)" by auto from rp[unfolded None] have rp: "?rp = None" by auto have "irreducible⇩_{d}p" proof (rule irreducible⇩_{d}I2) fix q :: "rat poly" assume "degree q > 0" "degree q ≤ degree p div 2" with True have dq: "degree q = 1" by auto show "¬ q dvd p" by (rule degree_1_dvd_root[OF dq], insert nex, auto) qed (insert True, auto) with rp show ?thesis by auto next case (Some x) from rational_root_test(1)[OF Some] have "poly p x = 0" . from this[unfolded poly_eq_0_iff_dvd] have x: "[: -x , 1 :] dvd p" by auto from Some rp have rp: "?rp = Some ([: - x, 1 :])" by auto show ?thesis using True x unfolding rp by auto qed next case False note 3 = this let ?kp = "kronecker_factorization_rat p" from 0 1 2 3 have d4: "degree p ≥ 4" and d1: "degree p ≥ 1" by auto hence rp: "?rp = ?kp" using d4 d by auto show ?thesis proof (cases ?kp) case None with rp kronecker_factorization_rat(2)[OF None d1] show ?thesis by auto next case (Some q) with rp kronecker_factorization_rat(1)[OF Some] show ?thesis by auto qed qed qed qed qed thus "degree p > 0 ⟹ rational_proper_factor p = None ⟹ irreducible⇩_{d}p" "rational_proper_factor p = Some q ⟹ q dvd p ∧ degree q ≥ 1 ∧ degree q < degree p" by auto qed function factorize_rat_poly_main :: "rat ⇒ rat poly list ⇒ rat poly list ⇒ rat × rat poly list" where "factorize_rat_poly_main c irr [] = (c,irr)" | "factorize_rat_poly_main c irr (p # ps) = (if degree p = 0 then factorize_rat_poly_main (c * coeff p 0) irr ps else (case rational_proper_factor p of None ⇒ factorize_rat_poly_main c (p # irr) ps | Some q ⇒ factorize_rat_poly_main c irr (q # p div q # ps)))" by pat_completeness auto definition "factorize_rat_poly_main_wf_rel = inv_image (mult1 {(x, y). x < y}) (λ(c, irr, ps). mset (map degree ps))" lemma wf_factorize_rat_poly_main_wf_rel: "wf factorize_rat_poly_main_wf_rel" unfolding factorize_rat_poly_main_wf_rel_def using wf_mult1[OF wf_less] by auto lemma factorize_rat_poly_main_wf_rel_sub: "((a, b, ps), (c, d, p # ps)) ∈ factorize_rat_poly_main_wf_rel" unfolding factorize_rat_poly_main_wf_rel_def by (auto intro: mult1I [of _ _ _ _ "{#}"]) lemma factorize_rat_poly_main_wf_rel_two: assumes "degree q < degree p" "degree r < degree p" shows "((a,b,q # r # ps), (c,d,p # ps)) ∈ factorize_rat_poly_main_wf_rel" unfolding factorize_rat_poly_main_wf_rel_def mult1_def using add_eq_conv_ex assms ab_semigroup_add_class.add_ac by fastforce termination proof (relation factorize_rat_poly_main_wf_rel, rule wf_factorize_rat_poly_main_wf_rel, rule factorize_rat_poly_main_wf_rel_sub, rule factorize_rat_poly_main_wf_rel_sub, rule factorize_rat_poly_main_wf_rel_two) fix p q assume rf: "rational_proper_factor p = Some q" and dp: "degree p ≠ 0" from rational_proper_factor(2)[OF rf] have dvd: "q dvd p" and deg: "1 ≤ degree q" "degree q < degree p" by auto show "degree q < degree p" by fact from dvd have "p = q * (p div q)" by auto from arg_cong[OF this, of degree] have "degree p = degree q + degree (p div q)" by (subst degree_mult_eq[symmetric], insert dp, auto) with deg show "degree (p div q) < degree p" by simp qed declare factorize_rat_poly_main.simps[simp del] lemma factorize_rat_poly_main: assumes "factorize_rat_poly_main c irr ps = (d,qs)" and "Ball (set irr) irreducible⇩_{d}" shows "Ball (set qs) irreducible⇩_{d}" (is ?g1) and "smult c (prod_list (irr @ ps)) = smult d (prod_list qs)" (is ?g2) proof (atomize(full), insert assms, induct c irr ps rule: factorize_rat_poly_main.induct) case (1 c irr) thus ?case by (auto simp: factorize_rat_poly_main.simps) next case (2 c irr p ps) note IH = 2(1-3) note res = 2(4)[unfolded factorize_rat_poly_main.simps(2)[of c irr p ps]] note irr = 2(5) let ?f = factorize_rat_poly_main show ?case proof (cases "degree p = 0") case True with res have res: "?f (c * coeff p 0) irr ps = (d,qs)" by simp from degree0_coeffs[OF True] obtain a where p: "p = [: a :]" by auto from IH(1)[OF True res irr] show ?thesis using p by simp next case False note IH = IH(2-)[OF False] from False have "(degree p = 0) = False" by auto note res = res[unfolded this if_False] let ?rf = "rational_proper_factor p" show ?thesis proof (cases ?rf) case None with res have res: "?f c (p # irr) ps = (d,qs)" by auto from rational_proper_factor(1)[OF _ None] False have irp: "irreducible⇩_{d}p" by auto note IH(1)[OF None res, unfolded atomize_imp imp_conjR, simplified] note 1 = conjunct1[OF this, rule_format] conjunct2[OF this, rule_format] from irr irp show ?thesis by (auto intro:1 simp: ac_simps) next case (Some q) define pq where "pq = p div q" from Some res have res: "?f c irr (q # pq # ps) = (d,qs)" unfolding pq_def by auto from rational_proper_factor(2)[OF Some] have "q dvd p" by auto hence p: "p = q * pq" unfolding pq_def by auto from IH(2)[OF Some, folded pq_def, OF res irr] show ?thesis unfolding p by (auto simp: ac_simps) qed qed qed definition "factorize_rat_poly_basic p = factorize_rat_poly_main 1 [] [p]" lemma factorize_rat_poly_basic: assumes res: "factorize_rat_poly_basic p = (c,qs)" shows "p = smult c (prod_list qs)" "⋀ q. q ∈ set qs ⟹ irreducible⇩_{d}q" using factorize_rat_poly_main[OF res[unfolded factorize_rat_poly_basic_def]] by auto text ‹We removed the factorize-rat-poly function from this theory, since the one in Berlekamp-Zassenhaus is easier to use and implements a more efficient algorithm.› end